Explanatory Notes on Main Statistical Indicators

 

    Regular Institutions of Higher Education   refer to educational establishments set up according to the government evaluation and approval procedures, enrolling graduates from senior secondary schools and providing higher education courses and training for senior professionals. They include full-time universities, colleges, high professional schools, high professional vocational schools and others.

Universities and colleges are mainly providing undergraduate courses; those high professional schools and high professional vocational schools are mainly providing professional trainings; and others refer to educational establishments, which are responsible for enrolling students but not covered in the total number of schools, including: branch schools of universities and colleges, and universities and colleges that have been proved and prepared to construct.

Institutions of Higher Learning for Adults   refer to educational establishments, set up in line with relevant rules approved by the government, enrolling staff and workers with senior secondary school or equivalent education, and providing higher education courses in many forms of correspondence, spare time, or full time for adults. Professionals thus trained receive a qualification equivalent to graduates studying regular courses at regular universities, colleges and professional colleges. Institutions of higher learning for adults include schools of high education for staff and workers, schools of high education for peasants, colleges for management cadres, pedagogical colleges, independent correspondence colleges, Radio and TV universities and other educational establishments. Other educational establishments are responsible for enrolling adult students but not covered in the number of schools.

    Enrollment Rate of Primary School-aged Children   refers to the proportion of school-aged children enrolled at schools to the total number of school-age children both in and outside schools (including retarded children, but excluding blind, deaf and mute children). The formula is:

    Enrollment Rate of Primary School-aged Children =Total Primary School-aged Children at Schools/Total Primary School-age Children Both at and Outside Schools×100%

Scientific and Technological Activities (S&T Activities)   refer to organized activities which are closely related with the creation, development, dissemination and application of the scientific and technical knowledge in the fields of natural sciences, agricultural science, medical science, engineering and technological science, humanities and social sciences (referred to as scientific and technological fields). S&T activities can be classified in to 3 categories: research and development (R&D) activities, application of R&D results, and related S&T services. This statistical definition is made by UNICHIEF for scientific and technological activities to meet the need of carrying out statistical work in this field for its member countries in particular those developing countries.

Personnel Engaged in S&T Activities   refer to personnel directly engaged in S&T activities, in the management of S&T activities, who spend over 10% of the total working hours in a year in S&T activities. 1) Personnel directly engaged in S&T activities include researchers, engineers, technicians and other related personnel engaged in SUT activities in independent-accounting R&D institutions, institutions of higher learning, and in research institutes, laboratories, technology development centers and central experiment workshops under enterprises and institutions. Also included are people working in S&T research project team, professional and technical personnel working in S&T information archiving institutes, and graduate students working on the design of their thesis. 2) Personnel engaged in the management of S&T activities and in providing direct service to S&T activities include senior management people responsible for S&T activities in independent-accounting R&D institutions, S&T information archiving institutes, institutions of higher learning, and in enterprises and institutions where S&T activities are undertaken. Also included are people responsible for the planning, administration, personnel management, financial management, logistics supply, equipment maintenance, information and library management that are related with S&T activities. People providing indirect services are excluded, such as security, medical service, drivers, plumbers, cleaners and those providing catering and related service.

Scientists and Engineers   refer to persons engaged in S&T activities that have obtained titles of senior and middle level professional positions, and those without such position but have completed university or higher education. This indicator reflects the quality of personnel engaged in S&T activities.

Research and Development (R&D)   refers to systematic and creative activities in the field of science and technology aiming at increasing the knowledge and using the knowledge for new application. R&D includes 3 categories of activities: basic research, applied research and experiments and development. The scale and intensity of R&D are widely used internationally to reflect the strength of S&T and the core competitiveness of a country in the world.

Basic Research   refers to empirical or theoretical research aiming at obtaining new knowledge on the fundamental principles of phenomena of observable facts to reveal the nature and law of movement of objects and to acquire new discoveries or new theories. Basic research takes no specific or designated application as the aim of the research. Results of basic research are mainly released or disseminated in the form of scientific papers or monographs. This indicator reflects the original innovation capacity of knowledge.

Applied Research   refers to creative research aiming at obtaining new knowledge on a specific objective or target. Purpose of the applied research is to identify the possible use of results from basic research, or to explore new (fundamental) methods or new approaches. Results of applied research are expressed in the form of scientific papers, monographs, fundamental models or invention patents. This indicator reflects the exploration of ways to apply the results of basic research.

Experiments and Development   refer to systematic activities aiming at using the knowledge from basic and applied researches or from practical experience to develop new products, materials and equipment, to establish new production process, systems and services, or to make substantial improvement on the existing products, process or services. Results of experiment and development activities are embodied in patents, exclusive technology, and monotype of new products or equipment. In social sciences, experiment and development activities refer to the process of converting the knowledge from basic or applied researches into feasible programs (including conduct of demonstration projects for assessment and evaluation). There are no experiment and development activities in the science of humanities. This indicator reflects the capability of transferring the results of S&T into technique and products, which is the materialized measurement of S&T pushing forward the economic and social development.

R&D Personnel   refer to persons engaged in research, management and supporting activities of R&D, including persons in the project teams, persons engaged in the management of S&T activities of enterprises and supporting staff providing direct service to the research projects. This indicator reflects the size of personnel engaged in R&D activities with independent intellectual property.

Full-time Equivalent of R&D Personnel   refers to the sum of the full-time persons and the full-time equivalent of part-time persons converted by workload. For instance, if there are 2 full-time persons and 3 part-time workers (20%, 30% and 70% of working hours respectively on R&D activities), the full-time equivalent is 2+0.2+0.3+0.7=3.2 person-years. This is an internationally comparable indicator of input of personnel in S&T activities.

Funding for S&T Activities   refers to funds obtained from various sources for S&T activities including government funds, self-raised funds by enterprises, self-raised funds by institutions, loans from financial institution, foreign funds and other funds.

Research and Development Institutions   refer to the state-owned institutions which have direct mission and research purpose, a certain number of core member with higher research level and a certain number of research personnel, favorable conditions for R & D and engaging in scientific research and technological development. The institutions also have their own independent organization and finance, authority to sign contracts with other units, with their own accounts in banks. Independent research and development institutions include the institutions attached to central government agencies, Chinese Academy of Sciences. Chinese Academy of Social and the institutions attached to local governments.

    Personnel of Research and Development Institutions   refers to the persons who work and receive payment in research and development institutions. It includes regular full-time and temporary staff and workers, but excludes retirees and persons who leave their work temporarily without payment but still retain their posts.

Total Expenditure on Research and Development   refers to all actual expenditure made for R&D (basic research, applied research and experimental development) in reference period. It included direct expenditure on R&D and indirect expenditure on R&D (including management expenses, administrative expense and investment in capital construction relating to R&D.

New Products   refer to new products produced with new technology and new design, or products that represent noticeable improvement in terms of structure, material, or production process so as to improve significantly the character or function of the older versions. They include new products certified by relevant government agencies within the period of certification, as well as new products designed and produced by enterprises within a year without certification by government agencies. This indictor reflects the direct contribution of S&T output to economic growth.

Patent   is an abbreviation for the patent right and refers to the exclusive right of ownership by the inventors or designers for the creation or inventions, given from the patent offices after due process of assessment and approval in accordance with the Patent Law. Patents are granted for inventions, utility models and designs. This indicator reflects the achievements of S&T and design with independent intellectual property.

Inventions   refer to the new technical proposals to the products or methods or their modifications. This is universal core indicator reflecting the technologies with independent intellectual property.

Utility Models   refer to the practical and new technical proposals on the shape and structure of the product or the combination of both. This indicator reflects the condition of technological results with certain technical content.

Designs   refer to the aesthetics and industrially applicable new designs for the shape, pattern and color of the product, or their combinations. This indicator reflects the appearance design achievements with independent intellectual property.

Famous Trade Marks   refer to trade marks publicly known with higher honors. It is also a legal protection.

Well-known Trade Marks   their fames are between famous trade marks and ordinary trade marks. And they are tough reserve force of famous trade marks.

Cultural Institutions   refer to units which have their own organizational system and independent accounting system and specialize in or serve cultural development. They exclude other establishments run by these cultural institutions and amateur cultural groups established by various departments.

Art Troupe   refers to the troupe who is engaged in drama, opera, music, dance, acrobatics or other art performance, opens independent accounts with banks and has self-supporting accounting system; excluding the troupes who are engaged partly in industrial or agricultural activities, partly in art performance and the professional troupes organized by the people.

Number of Spectators at Art Performance   refers to the number of attendants at commercial shows, completely booked shows of free shows given in minority national areas, and does not include the number of spectators at rehearsals for examination and internal shows for study.